Security & Governance

Safeguarding client assets and maintaining robust governance standards are fundamental to how we operate.

As a UK-regulated firm, we have established structured processes covering asset protection, risk management, oversight, and operational resilience. These frameworks are designed to support consistent client outcomes and the responsible operation of our platform.

Safeguarding client assets

Protecting client money and investments is a core priority.

Client assets are held separately from the firm's own assets

Clear trustee and nominee arrangements are in place

Segregation and reconciliation processes operate in line with regulatory expectations

Assets are held with established counterparties and custodians where applicable

These arrangements are designed to reduce risk and ensure clarity around asset ownership at all times.

Governance and oversight

We operate under a defined governance structure intended to support accountability and effective decision-making.

Key elements include:

Clearly defined senior management responsibilities

Formal risk management and oversight processes

Regular monitoring of operational, financial, and conduct risks

Documented escalation procedures for issues or incidents

Governance arrangements are reviewed periodically to ensure they remain appropriate as the business evolves.

Operational resilience

We take a proactive approach to operational resilience to support service continuity and minimise disruption.

This includes:

Documented business continuity and incident management plans

Ongoing oversight of outsourced and third-party service providers

Controls designed to protect data integrity and system availability

Our objective is to ensure that essential services can continue to operate under a range of conditions.

Regulatory status

Invinitive Financial UK Ltd is authorised and regulated by the Financial Conduct Authority (FCA).

We operate on an execution-only basis and do not provide financial advice or make personal recommendations.

Questions about our governance?

We are happy to provide further information about our governance and operational arrangements.